Highlights:

Skills:Finance, Audit, Internal Controls

Internal Audit Manager 02/2019 - current
GAFISA, SÃO PAULO, SP Brazil
Industry: real estate
Governance, Risk and Compliance
• Update (General Risk Analysis) and identify the main risks of the Company. Establish a policy for the management and evaluation of the inherent risks o Objective: to have visibility and knowledge of the main risks in order to address other issues • Establish a compliance matrix and conduct continuous training for internal awareness raising, diagnose key gaps, update anticorruption policies and ethics. o Objective: minimally meet the compliance demands requested by SEC and CVM (Brazilian Regulator) • Reconfirm Key Controls for SOX process and updated new Control Owners. Improve existing controls for automation and conduct self-assessment training of internal controls. o Objective: Meet the requirements for annual SOX certification. • Validate the Information Security framework, updating the status of backlogs/requests and perform a diagnosis on LGPD (General Data Protection Law – GDPL). Access matrix and access profiles reviews and structure the RPA (Robotic Process Automation) system. Create a continuous internal communication plan on good IT security practices. o Objective: To maintain an acceptable level of information security of the company. • Perform the Internal Audit work, linked to the main risks mapped and report to the Internal Audit Committee. To structure an audit plan for the next year and to carry out the Follow Up of the works executed in the previous year. Implement the audit plan defined in the previous year and execute the audits in accordance with the planning, keep Follow Up of the work performed and monitor the progress of the action plans. o Objective: to demonstrate the performance of the Company's internal audit, as well as its audit committee (regulatory demand--
Internal Auditor 06/2015 - 02/2018
JPMorgan & Chase, São Paulo, São Paulo United States
Industry: banking
Current Projects: Leading audit activities in Latin America (LATAM) related to Corporate Functions as Finance, TAX, Oversight & Control, Internal Controls and Third Party (TPO). Main Activities: As auditor in charge (AIC) I´m primarily responsible for the ongoing execution of audit activities and oversight of the audit team. In addition, I´m also responsible for executing audit activities.
• Increased team productivity and addressed perceived gaps adding specific controls in scope to cover key risk for JPMC locations • Successful execution of new mandates. • General track record on delivery & broad intellectual capital creation. Managed our workload with poise (2017: 14,700 hours with 12 deliverables vs. 2016: 6,800 with 5 deliverables and managed an aggressive pipeline of audits focusing on managing the right scope and targeting reports in 75 days and deliverables by mid-month. • Formalize global and standardized coverage. Helping in the establishment of a global Audit Program for Tax and Payroll. Increased LATAM themes/hot topics with the other regional teams. • During audit engagement I manage 2/3 auditors--

UFRJ, Universidade Federal do Rio de Janeiro 01/1992 - 12/1997
Rio de Janeiro, Rio de Janeiro/RJ, United States
Degree: Professional Degree
Major:Accountancy, Specialist in Finance and Audit
CPA - Bachelor degree in Accountancy, Specialist in Finance and Audit

Carlos Gomes Internal Audit, Internal Controls, Finance