Highlights:AML analyst at Bank of China New York Branch buy-side investment banking internship at a family office

Skills:python, sas, bloomberg, vba, sql

Certification:Bloomberg Market Concepts SAS Base Programmer for SAS 9

Compliance Officer 10/2020 - current
Agricultural Bank of China, New York, NY United States
Industry: Compliance
Compliance Officer, AVP level
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AML Analyst 01/2018 - 04/2018
Bank of China, New York, NY United States
Industry: Finance/Banking
Transaction Monitoring Group Anti-money laundering analysis
Worked in Transaction Monitoring group and maintained strong analytical skills and independent working ability Investigated, monitored, and managed over 200 medium low risk accounts for suspicious activities weekly Evaluated transactions and customer relationships for money laundering activities and identified red flag issues Assisted and provided information to support Suspicious Activity Reports(SAR) or equivalent for regulatory filing--
Associate Compliance Officer 04/2018 - 09/2020
CTBC Bank, New York, NY United States
Industry: Compliance
BSA/AML Compliance
Utilize transactional and customer records, external data, public information, and RFI to identify suspicious activity Perform detailed analysis to detect patterns, trends, anomalies and schemes in transactions and relationships across multiple business / products Evaluate various type of transactions for potential fraud, money laundering, and inconsistencies Conduct Enhanced Due Diligence (EDD) on customers deemed high risk, and suggest account restrictions and/or account closures based on risk to the bank Analyze potential OFAC hits on new and existing customers to ensure they are in compliance with United States sanctions Interact with Bank management, draft AML Monthly Report, and present to colleagues in Head Office in Taiwan Clear transactions such as SWIFT, Fedwire, Check, and Trade Finance based on Customer Due Diligence (CDD) and Know Your Customer (KYC) Prepare materials to support Suspicious Activity Reports (SAR) filing and Continuing Activity Reports (CAR) filing Lead and provide technical support for a compliance related project – Alert Scenario Tuning Project Assist with preparation and review of materials gathered for regulatory exams and audits Ensure the 314(a) requests are completed biweekly and notifications to FinCEN are completed in time--

Fordham University 09/2016 - 02/2018
New York, New York, United States
Degree: Master's Degree
Major:Global Finance
Minor:Investment Management
Master of Science in Global Finance with concentration of investment management

Shirley Si Resume